David White & Associates. PacLife misleadingly marketed their PDX life insurance policies in a way that concealed the policies' risks while overstating their . The industry-leading media platform offering competitive intelligence to prepare for today and anticipate opportunities for future success. Middletown, DE 19709-5842. What does this mean and why is it important? She had previously worked for Susquehanna Bank, now BB&T Bank, for five years as a Customer Services Representative. Good Life Companies Welcomes Brenan Volpe, CFP, Good Life Companies Welcomes Freinel A. Castillo, Good Life Companies Welcomes Hunt Wealth Management, Good Life Companies Welcomes Lee Alcorn As Chief Financial Officer. Clayton earned his degree in finance from the Haas School of Business at UC Berkeley, and has since worked in Asset Management and Commercial Real Estate Brokerage. Through our deep-seeded core values we believe that it is in all of our best interest to put our best foot forward both professionally and personally to provide the highest level of service we can to our customers, the American public. The company states its mission is to help . Investor.com relies on regulatory data from the SEC to rate and review financial advisor firms. Get a Free Case Review. For the past 5 years, she has been a Branch Office Administrator (BOA) with a publicly traded firm where she specialized in the claims process, recruiting, training and all aspects of agent & advisor support. As a financial advisory firm, Goldstone Financial Group can provide a variety of financial planning services for Americans. Aimed to help Insurers prevent, prepare and prevail In adjudicating complex claims, negotiating settlements and winning cases. A federal judge in Ohio has signed off on a $28 million settlement for a class action lawsuit against US Financial Life Insurance Co. They enjoy distance running as a family and spending time with their brothers, sister, and nieces in New Jersey. World Financial Group (WFG) is a multi-billion dollar financial corporation that has a lot of business model in it. Sort. Firm or an advisory affiliate has previously had their authorization to act as an attorney, accountant, or federal contractor revoked or suspended. Wesley Financial Group also has a 4.5/5-star rating on Google out of 640 reviews. We are highly experienced lawyers, not paralegals. He owns and manages (2) Real Estate businesses. She is part of the advisor relations team, cultivating and maintaining relationships with our network of independent advisors. Call LifeInsuranceLawyerNOW.com at (888) 997-4070, or (818) 937-0937, or send an email to us in the form on the side of the screen. Some . Alexa is the Compliance Administrator at Good Life Companies. What does this mean? Genworth Settlement Administrator, P.O. Firm or a related person trades securities for themselves that they also recommend to their clients. Several complaints filed . FINRA data last verified February 17, 2023. He earned his B.S. By providing an exemplary level of service and support, our mission is to aid in the streamlining of business operations and day-to-day activities of our affiliated Advisors. He helped launch Good Life IA, which is a top-notch Insurance Marketing Organization (IMO) designed to bring value to high producing financial professionals and insurance producers around the nation. $3,000,000. Founded in 2018 as an unbiased resource empowering consumers to research and compare financial advisory firms, investor.com today gives consumers the tools to make smart money decisions about credit, retirement planning, and more. Fred was born and raised in the suburbs of Philadelphia, Pennsylvania in the small town of Gwynedd Valley. This arrangement creates a conflict where the firm and its representatives may be incentivized to insure clients with products, including annuities and life insurance, that generate high sales commissions when lower-cost alternatives may exist. By simplifying the processes of Advisors and Insurance Agents alike, providing a high level of support and access to industry leading technology, the jobs of our affiliates are structured so that he or she may have the benefit of more time and more control over his or her operation. Firm performs side-by-side management with accounts that have differing fee structures. 7 Reasons to Get Your LL.M. Through his hard work, Fred was ranked in the top 5% of his peers for 10 straight years. He serves as a compliance consultant to Good Life Advisors, an SEC registered investment adviser and also serves as General Counsel for Good Life Companies. The company was launched in 2001 by an insurance company called Aegon. These conflicts can negatively impact clients via hidden fees and overall higher costs. Terri assists her advisors with daily operations including processing account paperwork, answering client phone calls and handling their inquiries accordingly, performing account maintenance, and scheduling client meetings. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. What does this mean and why is it important? Aelish went on to support business development, focusing on onboarding all new advisors from start to finish. There are now at least 52 insurers selling indexed . With that . They havefour children: Blake Seraphina, Rhys Brian, Elena Rae and Boston James. A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. The second business is in the Residential market of helping credit challenged clients purchase homes through a creative Lease Option program. Sometimes referred to as a "fish-fry organization," a modest local charity group with little political influence, they are also the largest fraternal Catholic organization in the world with chapters in 17 countries and . benefit plan administrator violation. in Business Administration and Finance from Towson University, his MBA from the University of Illinois, and currently holds his Series 7, 66, 24 and insurance licenses. 800-290-7002. They relish the opportunity to learn about new cultures and customs from around the world. What does this mean? For example, front-running is when a financial professional buys or sell securities ahead of their client. Questions to ask His tasks are to assist and support the Chief Operating Officer in the day to day operations of Good Life Companies as well as serving onboarding financial advisors with Real Estate Discovery, Lease Negotiations, and build-out of their personal office space. Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. The agreement resolves claims the company improperly . A domestic or foreign court has previously found firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations. Prior to joining Good Life Companies, Sean worked in agency consulting and investment operations for Park Avenue Securities. Some firms receive these fees as payments, which creates an incentive to promote them. Her responsibilitiesare primarily to process, review and submit applications and transfers for Merra Lee and Noah. Investment advice offered through Good Life Advisors, LLC, a registered investment advisor. Click to share on Twitter (Opens in new window) Click to share on Facebook (Opens in new window) Here's why Sylvester Stallone sued to stop the release of his 1997 comedy The Good Life, and why it remains unseen. Visit Website. Barnum Financial Group or BFG presents themselves as a separate entity to MetLife. In her free time, Kelsey enjoys doing DIY projects around the house, spending time with her husband, Cody, and their dog, Wubby. Kelsey received her Bachelor's Degree at Alvernia University, where the focus of her studies was Human Resource Management. Dynamically explore and compare data on law firms, companies, individual lawyers, and industry trends. He has 31 yrs of experience in real estate investing and management. Great opportunity for advancement. Prior to that, he served as both a financial advisor and branch manager for Waddell & Reed Financial Services since 2005. Firm or an advisory affiliate was previously found to have made false statements, omissions, or being dishonest and unfair by a regulatory agency other than the SEC or CFTC. Not a Bloomberg Law Subscriber?Subscribe Now. Judge Emily C. Marks . Firm or one of its employees previously has been subject to a suspension or expulsion or other restriction of activities by a Self-Regulating Organization or commodities exchange. Good Life Companies is a result of the culmination of a small group of Financial Advisors that came together to create a platform and culture for other Financial Advisors that are also in the pursuit of their own vision of the Good Life. As SEC charges first brokerage to run afoul of new investor protection rule, here's how to find a good financial advisor Published Fri, Jun 17 2022 2:55 PM EDT Updated Fri, Jun 17 2022 3:21 PM EDT . Getting The Talent Balance Right: From Layoffs to Laterals to Mergers, How Can Firms Staff for Success? Some policies have been moved to Brighthouse Financial, while others will remain with MetLife. If Lincoln Financial unfairly denied your long-term disability claim, contact Sokolove Law today by calling (800) 995-1212 or getting a free legal case review. Ohio federal District Judge Matthew W. McFarland gave final approval to a $28 million settlement agreement between US Financial Life Insurance Company and a class of policyholders. The death of a spouse is an emotional and trying time. Kanon is an integral part of the Good Life Investment Research team where he assists Good Lifes Director of Investments, Noah Brooks. Why doesnt your firm use a secure website? How does your firm approach insurance sales? Second Street. Firm's/Financial Professional's investor.com profile pages may contain certain limited information directly provided to investor.com by the Firm/Financial Professional including, by way of example only, the Personal Bio, Certifications, and/or Investment Philosophy portions of the profile page. In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. LexisNexis and Bloomberg Law customers are able to access and use ALM's content, including content from the National Law Journal, The American Lawyer, Legaltech News, The New York Law Journal, and Corporate Counsel, as well as other sources of legal information. Firm is affiliated with an insurance company or agent who may be motivated to insure clients with products that generate high sales commissions when lower cost alternatives may exist. Regulatory disclosures state that firm sells proprietary investments and products. a 2019 suit filed by Youxiang Eileen Wang and Biyun Zong . Cornerstone Wealth Strategies, Sweetgrass Financial Planning, Sagewood Asset Management, Spectrum Management Group, Sanderling Finance, Was this helpful? In her free time, Bridget enjoys spending time with her husband and identical twin boys, preferably at the beach, pool or Panthers game. Any data inaccuracies, please contact our team. Noahcurrently resides inBernville, PA with his wifeAelish. When shes not working, Alexa attends Southern New Hampshire University online for a masters degree in Business Administration. All requests for updated information should also be reported directly to the SEC and/or FINRA. BBB asks third parties who publish complaints, reviews and/or responses on this website to affirm that the information provided is accurate. Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. This is perfect for attorneys licensed in multiple jurisdictions or for attorneys that have fulfilled their CLE requirement but need to access resourceful information for their practice areas. How does your firm mitigate them? We can help. What does this mean and why is this important? What does this mean? A Self-Regulatory Organization has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Law.com Compass delivers you the full scope of information, from the rankings of the Am Law 200 and NLJ 500 to intricate details and comparisons of firms financials, staffing, clients, news and events. Delaney married his college sweetheart, Liz, in 2008. Firm can legally elect to accept commissions for their investment advisory services. Box 5749, Portland, OR 97228-5749. He graduated a semester early with Cum Laude distinctions. Operating as an online business, this site may be compensated through third party advertisers. The class alleged the insurer improperly increased the cost of insurance (COI) charges on certain universal life products beginning in 2015. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met. Judge: Insurer Must Defend, Indemnify Contractor Accused of Negligence in Building Collapse. Securities offered through LPL Financial, MemberFINRA/SIPC. The claims of WFG being a scam is mostly related to the "business opportunity" offered to salespeople, and the over-hyping of financial products. And after reading WFG Trustpilot's profile, we have determined the company has a 4.8/5-star rating out of 984 customer reviews. Affiliate has previously found firm or an advisory affiliate has previously had their authorization to act as online... 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